FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BRINKS CO [ BCO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2020 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common Stock | 09/08/2020 | G | 55,958(1) | D | $0.00 | 50,737(2) | D | ||||||||
Common Stock | 09/08/2020 | G | 55,958 | A | $0.00 | 55,958(1) | I | by family limited partnership |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Employee Stock Options (Right to Buy) | $29.86 | 09/08/2020 | G | 84,985(3) | 07/14/2016 | 07/14/2022 | Common Stock | 84,985 | $0.00 | 84,985 | I | by limited family partnership | ||
Employee Stock Options (Right to Buy) | $29.86 | 09/08/2020 | G | 84,985 | 07/14/2016 | 07/14/2022 | Common Stock | 84,985 | $0.00 | 84,985(3) | I | by limited family partnership | ||
Employee Stock Options (Right to Buy) | $52.75 | 09/08/2020 | G | 22,974(4) | 02/17/2020 | 02/17/2023 | Common Stock | 22,974 | $0.00 | 22,974 | I | by limited family partnership | ||
Employee Stock Options (Right to Buy) | $52.75 | 09/08/2020 | G | 22,974 | 02/17/2020 | 02/17/2023 | Common Stock | 22,974 | $0.00 | 22,974(4) | I | by limited family partnership |
Explanation of Responses: |
1. On September 4, 2020, the Reporting Person transferred 55,958 shares of the Company's common stock to a family limited partnership. On September 8, 2020 certain interest in the family limited partnership was gifted to four separate gift trusts. Each gift trust represents a 24% limited partnership in the family limited partnership. The Reporting Person disclaims beneficial ownership of common stock held by the family limited partnership except to the extent of his pecuniary interest therein. |
2. Reflects ownership as of December 3, 2020 and includes Restricted Stock Units that have not yet vested. |
3. On September 4, 2020, the Reporting Person transferred his stock options awarded July 14, 2016 to a family limited partnership. On September 8, 2020 certain interest in the family limited partnership was gifted to four separate gift trusts. Each gift trust represents a 24% limited partnership in the family limited partnership. The Reporting Person disclaims beneficial ownership of common stock held by the family limited partnership except to the extent of his pecuniary interest therein. |
4. On September 4, 2020, the Reporting Person transferred his stock options awarded February 17, 2017 to a family limited partnership. On September 8, 2020 certain interest in the family limited partnership was gifted to four separate gift trusts. Each gift trust represents a 24% limited partnership in the family limited partnership. The Reporting Person disclaims beneficial ownership of common stock held by the family limited partnership except to the extent of his pecuniary interest therein. |
Remarks: |
/s/ Lindsay K. Blackwood Lindsay K. Blackwood, Attorney-in-Fact | 02/12/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |